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Vol. 14, No. 14, pp. 1693-1711, July 15, 2000
1 Department of Immunology and Infectious Diseases, Harvard School of Public Health, Boston, Massachusetts 02115-6017 USA; 2 Department of Medicine, Harvard Medical School, Boston, Massachusetts 02115 USA; 3 Department of Pathology, Washington University School of Medicine, St. Louis, Missouri 63110 USA
Cells of the immune system provide particularly
fruitful subjects for the study of lineage commitment. Both T and B
lymphocytes undergo complicated patterns of differentiation from
uncommitted, nonfunctional precursor cells to highly sophisticated
effector cells. The development of the helper T lymphocyte is one of
the most elegant examples of this. A little over a decade ago, Mosmann and Coffman (1989)
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discovered that naive mouse CD4+ T helper
lymphocytes, upon receiving an antigenic stimulus, differentiate into
two distinct subsets defined both by their function and by unique
cytokine profiles. These subsets, T helper 1 (Th1) and T helper 2 (Th2)
(Mosmann et al. 1986
; Mosmann and Coffman 1989
; Paul and Seder 1994
;
O'Garra 1998
; Rengarajan and Glimcher 2000
), are responsible for
cell-mediated/inflammatory immunity and humoral responses, respectively (Fig. 1). This division of
labor fits nicely with previous demonstrations that an organism tends
to mount either a cell-mediated or humoral response, but not both, in
response to pathogens. The function of T helper cells can largely be
explained by the cytokines they secrete. Cytokines (or lymphokines) are
small hormone-like polypeptides that have pleiotrophic biological activities in several cell types. Resting T cells do not transcribe cytokine genes, but they are rapidly induced upon coactivation through
the T-cell receptor (TCR) and costimulatory receptors (Lenschow et al.
1996
). Much progress has been made in identifying the signaling
pathways and transcription factors that control Th1 and Th2
differentiation as shown schematically (Fig. 2a). This review will summarize what is currently known about the signals that regulate lineage commitment in T helper cells with a special focus
on three subset-specific transcription factors, T-bet, GATA-3, and
c-Maf, responsible for lineage commitment (Fig. 2b).

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Figure 1.
Signals that influence TH differentiation.


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Figure 2.
(A) Transcription factors that influence
Th differentiation. (B) Tissue-specific factors that
regulate CD4+ T helper cell differentiation.
Th cell cytokines, phenotype, and function
The functional differences between the Th subsets can largely be
explained by the activities of the subset-specific cytokines produced.
The hallmark cytokine of Th1 cells is interferon-
(IFN
), and
Th1 cells also produce IL-2, TNF, and LT, cytokines that mediate delayed type hypersensitivity responses and macrophage activation. The
signature cytokine of Th2 cells is interleukin-4 (IL-4), and Th2 cells
also secrete IL-5, IL-9, IL-10, and IL-13, cytokines that provide help
to B cells and are critical in the allergic response (Arthur and Mason
1986
; Paliard et al. 1988
; Mosmann and Coffman 1989
; Paul and Seder
1994
). This paradigm extends to other species including human where
clearcut human Th1 and Th2 clones have been generated (Romagnani 1992
,
1994
). However, simultaneous production of IL-2, IL-4, and IFN
can
be observed in human helper cells (Paliard et al. 1988
).
A host of surface antigens that are unique to, or preferentially
expressed on, Th1 or Th2 cells have recently been identified. Th1-preferentially expressed genes include the IFN
receptor-
chain, IL-12 receptor
chain, IL-18 receptor, the P-selectin glycoprotein ligand-1, and the CXCR3 and CCR5 chemokine receptors (Davis et al. 1984
; Bach et al. 1995
; Borges et al. 1997
; Szabo et al.
1997a
; Bonecchi et al. 1998
; Sallusto et al. 1998
; Xu et al. 1998b
).
Markers preferentially expressed on Th2 cells include a novel IL-1-like
molecule T1/ST2 and the chemokine receptors CCR3 (eotaxin
receptor), CCR4, and CCR8 (Bonecchi et al. 1998
; D'Ambrosio et al.
1998
; Lohning et al. 1998
; Sallusto et al. 1998
; Xu et al. 1998a
;
Zingoni et al. 1998
; Coyle et al. 1999
; Hoshino et al. 1999
; Townsend
et al. 2000
). T1/ST2 is a stable marker for Th2 cells in
vivo that may be functionally important in the generation of Th2
responses. Antibodies against T1/ST2 attenuated eosinophilic inflammation in airways and suppressed Th2 cytokines in
vivo (Lohning et al. 1998
), and mice lacking T1/ST2 had
impaired Th2 responses to Schistosoma mansoni. The
preferential expression of these markers on effector Th1 and Th2 cells
may be the consequence of ligand-induced events or of the cytokine
milieu because surface antigens that will distinguish Th cells in the
early stages of Th1 or Th2 differentiation have not yet been found. The
best way to phenotypically distinguish the two subsets is by their
unique cytokine profiles as determined by cellular staining for
IFN
and IL-4 or by a powerful new technique that allows detection of surface IFN
and IL-4 (Ouyang et al. 2000
). We and others have also generated transgenic "knock-in" mice at the IL-4 locus
(Riviere et al. 1998
; Ho et al. 1999
) that may prove useful in marking early Th2 cells.
Factors that influence lineage commitment
After differentiation and emigration from the thymus to the
peripheral immune organs, CD4+ T helper cells are termed naive T
helper precursor (Thp) cells. Thp cells are functionally immature and
capable of secreting only IL-2. Much has been learned about the signals
that drive these naive Thp cells, which secrete only IL-2, to become
Th1 or Th2 effector cells. Th1 and Th2 cells appear to derive from a
common precursor that expresses the IL-4 gene (Kamogawa et al. 1993
). Thp activation and differentiation in the periphery requires at least
two separate signals. The first signal is delivered by the TCR/CD3, after its
interaction with antigen/MHC on antigen presenting cells (APCs). The
second signal is produced by a number of costimulatory or accessory
molecules typified by the CD28/B7, OX40, and
LFA-1/ICAM receptor-ligand pairs. Whether an immune
response will be dominated by Th1 versus Th2 CD4+ cells is clearly
influenced by the nature of these two signals (Seder and Paul 1994
).
However, neither of these two signals is as potent a determinant of Th
cell fate as the cytokine milieu itself.
APC, antigen, costimulation
Signal one is delivered by
interaction of the TCR on a naive Thp cell with
MHC/antigen on an APC such as a dendritic cell. The
recent identification of phenotypically distinct subsets of dendritic
cells has revealed unique functions for these subsets in the
development of Th cells (Maldonado-Lopez et al. 1999
; Pulendran et al.
1999
; Rissoan et al. 1999
; Smith and Fazekas de St. Groth 1999
). In the
mouse, CD8
+ lymphoid-like dendritic cells produce IL-12 and
preferentially stimulate Th1 differentiation. Recently, a T-cell
secreted factor called Eta1/osteopontin has been shown to
drive Th1 differentiation by inducing IL-12 and inhibiting IL-10
secretion from APC (Ashkar et al. 2000
). Eta1-deficient mice fail to
mount DTH responses to pathogens such as herpes simplex keratitis and
Listeria monocytogenes. A second subset of myeloid-like
CD8a
DC have been shown to stimulate Th2 differentiation. The
mechanism by which this occurs remains unclear because the APC
counterpart cytokine of IL-12 for Th2 differentiation is not known,
although IL-6 has been suggested as a candidate (Rincon et al. 1997
).
An intriguing possibility is that specific chemokines may polarize Thp
cells, as evidenced by a recent report that MCP-1 deficient mice fail
to mount Th2 responses (Gu et al. 2000
).
Cytokines
The cytokines themselves play the most critical role
in T helper cell polarization. The two critical cytokines that control Th1 and Th2 differentiation are IL-12 and IL-4, respectively. These two
cytokines enhance the generation of their own Th subset and
simultaneously inhibit the generation of the opposing subset (Scott
1991
; Maggi et al. 1992
; Parronchi et al. 1992
; Hsieh et al. 1993
;
Macatonia et al. 1993
; Manetti et al. 1993
; Powrie and Coffman 1993
;
Seder et al. 1993
; Trinchieri 1993
; Wu et al. 1993
), events that likely
occur at a precursor stage (Thp) because once established, Th1 and Th2
cells cannot revert (Scott 1991
; Murphy et al. 1996
). The requirement
for these two cytokines has been demonstrated unequivocally by the
phenotype of mice that lack these cytokines, cytokine receptors, or the
effector molecules downstream of the receptors. IL-12, secreted by APC,
activates the Stat4 signaling pathway, and mice lacking IL-12 or Stat4
do not have Th1 cells (Kaplan et al. 1996a
; Magram et al. 1996
;
Thierfelder et al. 1996
). Two other cytokines that influence Th1
development are IL-18, whose receptor is related to the IL-1 receptor
family (Cerretti et al. 1992
; Okamura et al. 1995
; Gu et al. 1997
), and IFN
(Scott 1991
; Meraz et al. 1996
). IFN
activates the Stat1 pathway (Meraz et al. 1996
). Mice lacking IL-18 or Stat1 have defective
in vivo Th1 responses (Meraz et al. 1996
; Takeda et al. 1998
). In
contrast, mice that lack IL-4, IL-4 receptor, or Stat6, the downstream
signaling molecule for the IL-4 receptor, fail to develop Th2 cells in
response to most stimuli (Kuhn et al. 1991
; Kopf et al. 1993
; Kaplan et
al. 1996b
; Shimoda et al. 1996
; Takeda et al. 1996
; Noben-Trauth et al.
1997
). The biologic function of another cytokine, IL-13, partially
overlaps with IL-4 because, in some instances, IL-13 drives Th2
development and IgE synthesis in an IL-4-independent fashion (Minty et
al. 1993
; Punnonen et al. 1993
; Barner et al. 1998
; Cohn et al. 1998
;
Emson et al. 1998
; McKenzie et al. 1998
). IL-13 is especially important
in the asthmatic response (Wills-Karp et al. 1998
).
Development of the Th1 lineage
Signaling pathways
Signaling pathways emanating from both the
TCR and the IL-12 receptor drive Th1 differentiation at least in part
by inducing the expression of the Th1-restricted transcription factor
T-bet described below (Fig. 3). The p38 MAP kinase
pathway regulates IFN
production in CD4+ T cells (Dong et al.
1998
; Rincon et al. 1998
; Yang et al. 1998
) because p38 MAPK inhibitors
and a dominant-negative p38 transgene reduced Th1 responses (Rincon et
al. 1998
). Targeted disruption of MKK3 (Lu et al. 1999
) also diminished
Th1 responses, but primarily by decreasing IL-12 production. The Jun
NH2-terminal kinase (JNK) pathway has also been implicated in
Th1 development or function. A substantial reduction in IFN
production was observed in JNK2-deficient T cells (Yang et al. 1998
),
although the decreased IFN
production may be secondary to impaired
expression of IL-12R
2 in JNK2-deficient T cells rather than a
direct requirement for JNK2 in IFN
gene transcription.
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production primarily, but perhaps not entirely, through controlling
IL-12 production (Lohoff et al. 1997
production in IRF-1-deficient CD4+ T cells (Lohoff et al. 1997Role of Stat4 in Th1 development
Th1 development involves
signaling through Stat4, cloned by homology to other STATs (Zhong et
al. 1994
) but later found to be dedicated to IL-12 signaling in the
mouse (Jacobson et al. 1995
). Stat4 activation was first correlated
with IFN
expression by recognizing the loss of IL-12-induced Stat4
activation in Th2 cells (Szabo et al. 1995
), and its role in Th1
development later proven using Stat4-deficient mice (Kaplan et al.
1996a
; Thierfelder et al. 1996
). Clearly not all IFN
production by
T cells is Stat4-dependent (Kaplan et al. 1998
; Carter and Murphy
1999
). Stat6/Stat4 double-deficient T cells produce some
IFN
(Kaplan et al. 1998
), and CD8+ T cells are largely
Stat4-independent for TCR-induced IFN
production, in contrast to
CD4+ T cells (Carter and Murphy 1999
). Although Stat4 is critical in
the generation of Th1 cells, its role in directly controlling IFN
gene transcription is unclear. Stat4 may act on the IFN
gene via
cooperative binding to nonconsensus low-affinity STAT sites in the
IFN
gene promoter and first intron (Xu et al. 1996
), but
TCR-activated Th1 cells produce IFN
without Stat4 activation (Ouyang et al. 1999
; Yang et al. 1999
). In addition, IFN
-induced Stat4 activation in human T cells is not sufficient to activate IFN
transcription (Rogge et al. 1998
). Although IL-12 activates Stat1 and Stat3 as well as Stat4, only Stat4 is required for Th1 differentiation. Explanations for this selectivity might include induction of unique Stat4-activated targets or involve selective interactions with Stat4-interacting coactivators. Several STAT factors
have been shown to interact with the general transcriptional coactivators p300/CBP (Bhattacharya et al. 1996
; Zhang et
al. 1996
; Korzus et al. 1998
).
Type I interferons in Th1 responses
Although the control of
human and mouse Th differentiation is quite similar, one important
difference has emerged. In human T cells, the cytokine IFN
, not
IL-12, controls Th1 development and IFN
production (Parronchi et
al. 1992
; Brinkmann et al. 1993
; Rogge et al. 1997
). This is in
contrast to the inability of IFN
to induce Th1 development in the
mouse (Wenner et al. 1996
; Rogge et al. 1998
). Both IL-12 and IFN
activate Stat4 and induce Th1 development in human T cells, whereas
only IL-12 exerts these effects in murine T cells (Rogge et al. 1998
).
Although IL-12 receptor expression appears to be modulated in the
mouse, being lost in Th2 cells (Xu et al. 1998b
), the constitutive
expression of IFN
receptors on human T cells provides an
attractive explanation for the observation that human T cells show less
exclusive polarization of IFN
and IL-4 than mouse T cells.
IL-1 family cytokines and signaling in Th1
development
IL-12 and IL-4 are considered the dominant
factors in Th1 and Th2 development, but other factors, especially the
cytokine IL-18, also contribute. Differential actions of IL-1 on T-cell subsets were recognized early on (Lichtman et al. 1988
;
Taylor-Robinson and Phillips 1994
; Shibuya et al. 1998
), and
IL-1R-deficient mice display enhanced Th2 responses in vivo (Satoskar
et al. 1998
). More recently, IL-18, an IL-1-related factor
(Ghayur et al. 1997
; Gu et al. 1997
; Fantuzzi et al. 1998
), was shown
to be a selective activator of IFN
in Th1, but not Th2, cells.
IL-1 and IL-18 signaling pathways share similar components. Both IL-1
and IL-18 activate IRAK (Robinson et al. 1997
), NF-
B in Th1 cells
(Matsumoto et al. 1997
; Robinson et al. 1997
), and TRAF6 (Kojima et al.
1998
). MyD88-deficient mice not only lose IL-1-induced function but
also IL-18-mediated functions (Adachi et al. 1998
). IRAK-deficient mice
have defective IL-18-mediated natural killer (NK) and Th1-type responses to pathogens in vivo (Kanakaraj et al. 1999
). In addition, potential IL-18 activation of the MAP kinase pathway has been reported
(Tsuji-Takayama et al. 1997
).
production was
reported (Micallef et al. 1996
production after priming with Propionibacterium acnes, and mice deficient in both IL-18 and IL-12 have a more severe defect in IFN
production than either strain alone. Although IL-18 is clearly
important for IFN
production in vivo, its mechanism of action in
T-cell development remained unclear. O'Garra and colleagues clarified this issue by showing that IL-18 does not induce development of Th1
cells but acts after IL-12-induced Th1 development to increase IFN
produced by differentiated Th1 cells (Robinson et al. 1997
production by Th1 cells, independently of stimulus through the TCR. The synergistic actions of
IL-12 and IL-18 on the IFN
promoter were proposed to be mediated by a Stat4 binding site and an adjacent AP-1 binding site (Barbulescu et al. 1998Transcriptional regulation of Th1-specific cytokines
IL-2
IL-2 is expressed exclusively in T lymphocytes and is the
cytokine produced earliest during Th differentiation. It is the major
cytokine produced by the naive Thp cell. Differentiated effector Th1,
but not Th2, cells also produce IL-2 albeit at lower levels than
primary, stimulated Thp cells. IL-2 expression is primarily controlled
at the transcriptional level, although costimulation via CD28 regulates
IL-2 expression post-transcriptionally, by increasing IL-2 mRNA
stability (Umlauf et al. 1995
). TCR engagement activates MAP kinase and
Ca2+-dependent signaling pathways, both essential for IL-2
expression, and leads to the activation of several transcription
factors including members of the nuclear factor of activated T cells
(NFAT) and activator protein 1 (AP-1) families (Durand et al. 1988
;
Shaw et al. 1988
; Marx 1993
; Northrop et al. 1994
; Jain et al. 1995
). In resting T cells, NFAT proteins reside in the cytoplasm in a phosphorylated state. Upon stimulation they are rapidly
dephosphorylated by the phosphatase calcineurin and translocate into
the nucleus where, in combination with AP-1 proteins, they activate the
transcription of multiple cytokine genes, including IL-2 (Jain et al.
1995
). The repression of cytokine gene transcription by the
immunosuppressants cyclosporin A (CsA) and FK506 is explained by their
blockade of calcineurin leading to inhibition of
Ca2+-mediated, and hence NFAT-dependent, pathways (Emmel et
al. 1989
), as well as their blockade of JNK activation (Shibasaki et
al. 1996
).
B (p50, p65, c-Rel) family members and constitutive
factors like Oct proteins (Durand et al. 1988
B proteins
such as c-Rel, ATF-1, CREB2, and HMG I(Y), it remains unclear which if
any of these factors binds in vivo (Himes et al. 1996
600 and
300 bp upstream of the transcriptional start site
(Rothenberg and Ward 1996
400 and
300 bp upon activation (Ward et al.
1998
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and
IL-4 as described below, the transcription factors that direct the
tissue-specific expression of IL-2 have not yet been defined. None of
the transcription factors described above is Th1 specific, and none, by
itself, can account for the Th1-specific expression of IL-2. Thus, it
is not possible to reconstitute the expression of IL-2 in a nonproducer
cell as can be done for IFN
with T-bet and for IL-4 with c-Maf (Ho
et al. 1996IFN-
Th1 cells, CD8+ cells, and NK cells are the major
secretors of IFN
that is induced within 24 hr after stimulation of
naive cells (Lederer et al. 1996
). Very little is known about the
regulatory regions of the IFN
gene. For example, the location of
elements that direct its tissue-specific expression has not been
established in vitro or in vivo although early studies designated 8.6 kb as conferring T cell-specific expression (Agarwal and Rao 1998a
). The Th1-specific regions within this sequence have not yet been identified. Reporter constructs containing 500 bp or 3 kb of upstream sequence are active but are expressed in both Th1 and Th2 cells (Young
et al. 1994
).
108 and
40 bp, the distal element (
96 to
80 bp) being a
consensus GATA motif that binds GATA-3 in vitro (Penix et al. 1993
73 to
48 bp) capable of
binding CREB, ATF-1, ATF-2, c-Jun, and Oct-1 proteins (Penix et al.
1996
in Jurkat T cells and in
transgenic mice although additional NFAT sites exist outside of the
proximal regulatory element, and NFAT proteins transactivate and
interact with these sites in vitro (Campbell et al. 1996
B proteins (c-Rel, p50, and p65)
and possibly NFAT proteins bind to and transactivate regions in the
first intron of the IFN
gene (Sica et al. 1997
B
transgene that inhibits
NF-
B have substantially impaired IFN
production (Aronica et
al. 1999
expression (Ye et
al. 1996
through binding to an element between the two NFAT sites (Sweetser et
al. 1998
B, AP-1, GATA-3, NFAT,
and Stat4 sites in the IFN
promoter or introns has been demonstrated, these factors cannot account for tissue-specific expression (Penix et al. 1993T-bet, a transcription factor that controls IFN
transcription and Th1 lineage commitment
The approach that
several laboratories took to unravel the genetic programs that
controlled Th lineage commitment was to isolate the factors that
accounted for the Th-subset selective expression of IFN
and IL-4,
reasoning that such factors should be important in specifying lineage
fate. This search resulted in the isolation of one factor, T-bet, that
is Th1 specific and controls IFN
gene transcription, and two
Th2-specific factors, GATA-3 and c-Maf that control IL-4 gene transcription.
. The two
transcription factors whose absence results in a failure to generate the Th1 compartment and hence IFN
are Stat4 (Kaplan et al. 1996a
gene, where the Th1-specific DNAse I hypersensitive site
is located.
Expression and function analyses of T-bet revealed the following: T-bet
is expressed only in Th1 cells and in NK cells, the known producers of
IFN
. In these cells, T-bet transcripts and protein are rapidly
induced upon signaling through both the TCR and the IL-12 receptor (S. Szabo and L.H. Glimcher, unpubl.). The expression of T-bet completely
correlates with the expression of IFN
in all cells examined
including B cells that can be induced to produce T-bet and IFN
upon stimulation via the CD40 receptor in the presence of IL-12 and
IL-18 (Yoshimoto et al. 1997
-producer lymphoma revealed that T-bet was a potent
transactivator of the IFN
gene and a repressor of the IL-2 gene.
Provision of T-bet to these cells induced endogenous IFN
production. To assess the effect of T-bet on primary T cells, CD4 T
cells were transduced with a bicistronic T-bet/GFP
retroviral construct. The function of T-bet was determined in unskewed
CD4 T cells, developing Th2 cells, and in fully polarized CD4 and CD8 T
cells. Remarkably, in all cases, provision of T-bet resulted in the
generation of large numbers of IFN
-producing Th1 cells that
expressed Th1 lineage markers. Most exciting, the effect of T-bet
expression was twofold. It not only induced the production of IFN
but also simultaneously shut off the production of the Th2 cytokines
IL-4 and IL-5. The expression of IL-2 was also reduced, consistent with
a role for T-bet in driving differentiation. These effects were
observed in early developing Th2 cells and also in fully committed Th2
and Tc2 cells. T-bet is therefore a master regulator of Th1 lineage
commitment and accomplishes this function both by activating
Th1-inducing genetic programs and by terminating the opposing
Th2-inducing genetic programs. Much more remains to be learned about
the function and mechanism of the action of T-bet. The analysis of
T-bet-deficient and overexpressor transgenic mice should prove informative.
Development of the Th2 lineage
Signaling pathways
Two major signaling pathways drive Th2
differentiation: TCR and IL-4 receptor (Fig. 5). As
discussed below, signals emanating from the TCR activate the
transcription of two Th2-specific factors, c-Maf and GATA-3, and also
regulate the expression and the activation of the NFAT and AP-1
transcription factors. Upon signaling through the IL-4 receptor, Stat6
is recruited to bind to the cytoplasmic domain of the Il-4 receptor
where it is then phosphorylated by Jak1 and Jak3 kinases leading to
Stat6 dimerization and translocation to the nucleus (Hoey and Grusby
1999
). Although it is unlikely that Stat6 itself directly controls IL-4
gene transcription to any significant degree (Lederer et al. 1996
), it
does activate a number of IL-4 target genes such as germ-line IgE gene
transcription and switch recombination (Linehan et al. 1998
), class II
MHC, IL-4R, CD23 (Kaplan et al. 1996b
; Shimoda et al. 1996
; Takeda et
al. 1996
), and GATA-3 (Ouyang et al. 1998
). Ectopic expression of an
inducible, activated Stat6 into developing Th1 cells induces c-Maf and
GATA-3 with subsequent expression of IL-4 (Kurata et al. 1999
). There
is controversy about whether the JNK kinase pathway, another signaling
pathway, regulates Th differentiation. Mice that lack JNK1 or JNK2 have
been reported by one group to have increased Th2 and defective Th1
differentiation. Enhanced Th2 and normal Th1 responses were found in
JNK1-deficient T cells (Dong et al. 1998
), when T cells were activated
under neutral in vitro conditions (Dong et al. 1998
; Yang et al. 1998
).
However, the Th2 skewing observed in
JNK2
/
mice was not observed in an
independently generated strain of JNK2-deficient mice (Sabapathy et al. 1999
).
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Transcriptional regulation of Th2-specific cytokines
IL-4
The expression of IL-4 is restricted to a subset of

CD4 (Th2) and CD8 (Tc2) T cells, NK T cells, 
T
cells, mast cells, basophils, and eosinophils (Abbas et al. 1996
).
Naive Thp cells express IL-4 mRNA by 24 hr after stimulation via the
TCR, and levels peak at 48 hr (Lederer et al. 1996
). Studies in
transgenic mice established that 3 kb of the IL-4 promoter conferred
expression that mirrored endogenous IL-4 expression (Todd et al. 1993
).
Later studies that generated a series of IL-4 promoter transgenics
demonstrated that the
741- to +60-bp region was preferentially
expressed in Th2 cells. A trimer of the region spanning an NFAT-AP-1
site (
88 to
61) was moderately Th2 specific. As for the IL-2
promoter, however, expression was low relative to endogenous IL-4
suggesting the presence of enhancer elements outside of the promoter
(Wenner et al. 1997
).
NFAT
NFAT was first identified as a TCR-inducible factor that
regulated the IL-2 gene (Durand et al. 1988
; Shaw et al. 1988
; Crabtree 1989
; Rao et al. 1997
). NFAT proteins also regulate the promoters of
multiple other cytokine genes expressed in T cells, including IL-4,
GM-CSF, IL-3 and TNF
(Miyatake et al. 1991
; Chuvpilo et al. 1993
;
Goldfeld et al. 1993
; Masuda et al. 1993
; Rooney et al. 1994
, 1995a
;
Cockerill et al. 1995
). Isolation of the genes encoding these proteins
has yielded four NFAT family members called NFATc1 (also called NFATc,
NFAT2), NFATc2 (also called NFATp, NFAT1), NFATc3 (NFAT4 and NFATx),
and the nonlymphoid NFATc4 (NFAT3) that are highly homologous within a
region distantly related to the Rel domain (McCaffrey et al. 1993
;
Northrop et al. 1994
; Hoey et al. 1995
; Masuda et al. 1995
). NFAT
family members differ markedly in amino- and carboxy-terminal regions
(Luo et al. 1996
), and this, together with their differing tissue
distribution and response to stimuli (Hoey et al. 1995
; Ranger et al.
1998b
), suggested that their functions might differ, as indeed proved
to be the case.
GATA-3 and c-Maf: Th2-specific transcription factors
Substantial progress has been made in identifying the transcription
factors responsible for the tissue-specific expression of the IL-4 gene
in Th2 cells (Szabo et al. 1997b
; Glimcher and Singh 1999
; Glimcher et
al. 1999
) (Figs. 4 and 5). Two Th2-specific factors, the c-Maf
proto-oncogene and the GATA-3 zinc finger factor, have been identified
(Ho et al. 1991
, 1996
; Ting et al. 1996
; Zhang et al. 1997
; Zheng and
Flavell 1997
). Non-Th2-specific factors such as Stat6, NFAT proteins
(Durand et al. 1988
; Shaw et al. 1988
; Crabtree 1989
; McCaffrey et al.
1993
; Northrop et al. 1994
; Hoey et al. 1995
; Masuda et al. 1995
; Rao
et al. 1997
), and a novel nuclear antigen, NFAT-interacting protein 45 kD (NIP45) (Hodge et al. 1996a
), also help to regulate IL-4 production.
GATA-3
The zinc finger protein GATA-3 was initially cloned as
a T-cell-specific transcription factor that bound to the Ta3 element of
the TCR
gene enhancer (Ho et al. 1991
). Deletion of the GATA-3 gene produces lethal abnormalities of the central nervous and hematopoietic systems (Pandolfi et al. 1995
), whereas mice lacking GATA-3 in the lymphoid system do not generate T cells because GATA-3-deficient thymocytes arrest at the immature double-negative stage (Ting et al. 1996
; Hendriks et al. 1999
). A key discovery by two
groups was the selective expression of GATA-3 in Th2 cells (Zhang et
al. 1997
; Zheng and Flavell 1997
). Ectopic expression of a GATA-3
transgene led to increased levels of Th2 cytokines, whereas a
dominant-negative GATA-3 transgene inhibited Th2 differentiation (Zheng
and Flavell 1997
; Zhang et al. 1999
). GATA-3 directly controls IL-5
gene expression through binding to and transactivating elements in the
region
70 to
59 (Siegel et al. 1995
; Zhang et al. 1997
, 1998a
;
Lee et al. 1998
). GATA-3 probably does not directly bind to and
transactivate the IL-4 promoter (Zhang et al. 1997
, 1998a
). Rather,
several genomic regions within the IL-4/IL-13 locus have GATA-3-dependent enhancer activity (Ouyang et al. 1998
) suggesting GATA-3 may augment expression of IL-4 or IL-13 via interactions at
sites distant from the proximal-promoter.
2 expression (Ouyang et al. 1998c-Maf
c-Maf was isolated using a yeast two hybrid screen with
NFATc1 as bait and cDNAs from activated Th2 cells as library (Ho et al.
1996
). c-Maf, the cellular homolog of the avian viral oncogene v-maf,
is a member of the AP-1 family of basic region/leucine zipper factors and binds to a consensus site (MARE) in the proximal IL-4 promoter. The expression of c-Maf is limited to Th2 cells, and its
own expression is induced by signals transmitted via the TCR. Ectopic
expression of c-Maf in all cells tested including yeast potently
activates the IL-4 promoter. In CD4+ T cell lines prepared from
patients with atopic disease, c-Maf is expressed at very high levels in
Th2 clones but minimally in Th0 clones that produce IFN
and very
little IL-4. Extremely strong evidence for the critical role of c-Maf
in controlling IL-4 production has been gathered in vivo with the
production of c-Maf overexpressor transgenics (Ho et al. 1998
) and most
convincingly with mice that lack c-Maf (Kim et al. 1999
). c-Maf
transgenic mice have an increased Th2 immune response in vivo and in
vitro that can be ablated by backcrossing onto an IL-4-deficient
background (Ho et al. 1998
). Targeting of the c-Maf locus revealed
severely impaired IL-4 production in the absence of c-Maf (Kim et al.
1999
). These data provide very strong evidence that c-Maf is required
for the production of IL-4 in vivo. However, the provision of c-Maf to
mature effector Th1 cells cannot allow them to produce IL-4, suggesting
that other factors such as Stat6 or GATA-3 may also be required.
2
chain, whereas both GATA-3 and c-Maf repress IFN
production in Thp
cells thus inhibiting the Th1 pathway (Ho et al. 1998DNA replication and monoallelic cytokine gene expression
The above discussion has emphasized signaling and transcriptional
control of cytokine expression underlying a predominantly instructional
model of T helper development. However, certain recent results have
raised the issue of whether T helper commitment might not rely on
stochastic or selective processes. Cytokine-driven responses in bulk
populations do not necessarily distinguish between instructive or
selective models of T cell differentiation. Recently, Coffman and
Reiner (1999)
have outlined three competing models of T helper
development: instructive differentiation, selective differentiation,
and a hybrid instructive/selective model. In the first
model, all daughter cells of uncommitted progenitors respond to
specific differentiating signals to acquire one particular developmental state. In the second, daughter cells of a progenitor adopt multiple development states in a random or stochastic manner, which later appears to polarize only by selective outgrowth of one cell
type in responses to "polarizing" cytokines. Their hybrid model
adds an effect of cytokines on altering the ratio in the initial
developmental fates but retains the component of selective outgrowth in
response to cytokines for achieving polarization.
Examining the stability or reversibility in bulk cultures reveals the
potential for early reversibility and of heterogeneity but does not
address issues of single cell fate determination (Murphy et al. 1996
;
Coffman et al. 1999
). Experiments using a lineage ablation approach, in
which the IL-4 promoter drove expression of thymidine kinase (Kamogawa
et al. 1993
; Minasi et al. 1993
; Nakamura et al. 1997
), suggested that
precursors to both Th1 and Th2 cells could proceed through a stage
where the IL-4 promoter was active. Favoring the early commitment to
the Th2 pathway is the rapid loss of a functional IL-12 receptor (Szabo
et al. 1997a
). Early Th1 populations, in contrast, exhibit greater
reversibility (Mocci and Coffman 1995
, 1997
; Szabo et al. 1997a
) due
perhaps to uncommitted precursors within the early Th1 population
(Mocci and Coffman 1997
).
The possibility of epigenetic regulation of cytokine expression has
recently sparked a renewed interest in noninstructional models of T
helper development. Monoallelic expression using polymorphic IL-2
alleles from F1 mouse strains was revealed in both T cell clones and primary T cells to occur in a substantial fraction of T
cells (Hollander et al. 1998
), suggesting that alleles of IL-2 were not
activated uniformly in all T cells. Similar findings for IL-4 alleles
in Th2 cells were later reported (Bix and Locksley 1998
), and these
observations extended using reporter genes or knock-ins targeted to
both the IL-2 (Naramura et al. 1998
) and IL-4 loci (Riviere et al.
1998
), allowing individual alleles to be examined in early populations
of developing TCR transgenic T cells. In contrast to earlier findings,
however (Hollander et al. 1998
), biallelic expression of both IL-2 and
IL-4 was observed as the predominant pattern in T-cell activation
(Naramura et al. 1998
; Riviere et al. 1998
). The level of T-cell
activation could also alter the distribution between monoallelic and
biallelic expression (Riviere et al. 1998
). These data favor a model in which activation of alleles is a stochastic process whose probability depends on TCR signal strength.
Reiner and colleagues have proposed that cell cycle is a more important
regulator of T helper development than instructive cytokine signals
based on distinct requirements for numbers of cell division in
initiating cytokine expression (Bird et al. 1998
). Naive T cells were
immediately capable of producing IL-2, but IFN
and IL-4 production
correlated with the number of cell divisions after activation, IFN
requiring only one to two cell divisions, but IL-4, four divisions.
Similar results reported for cytokines that are not differentially
expressed among Th1 and Th2 cells, such as IL-3 (Gett and Hodgkin
1998
), implied that these differences may not control
Th1/Th2 commitment. Furthermore, a very recent analysis
(Richter et al. 1999
) provided evidence against a strict cell-division
model and in favor of an instructional model in which the epigenetic
changes induced by TCR and IL-4R signaling are required for cytokine
gene expression. This study found that naive T cells were capable of
initiating IL-4 production after priming even when cell division was
blocked as long as entry into the S phase of the cell cycle was
allowed. Once again, the required epigenetic changes appeared to be
induced by cytokines, consistent with an instructional model of development.
Role of chromatin structure
Genomic DNA is packaged into nucleosomes, which then form higher
order chromatin structures. Chromatin remodeling is accompanied by
changes in nucleosomal positioning, an event that is ATP dependent. It
has been suggested that cytokine gene loci, including IL-2, IL-4,
IL-12, IL-13, IFN
, and GM-CSF, undergo changes in chromatin structure that allow access to gene-specific transcription factors, likely mediated in part through acetylation of histones. Distal control
regions such as enhancers and LCRs have been shown to regulate
accessibility to gene loci by regulating chromatin structure (Ernst and
Smale 1995
). The location of regions that control these changes have
been identified in cytokine genes using both assessment of CpG
methylation status and DNase I hypersensitivity assays since
transcriptionally active chromatin is hypomethylated and is more
accessible to nucleases (Agarwal and Rao 1998a
; Kadonaga 1998
; Takemoto
et al. 1998
; Agarwal et al. 1999
). The most complete information on the
role of chromatin remodeling in the regulation of cytokine genes is
available for two cytokines, IL-4 and IFN-
, and is summarized below and reviewed more thoroughly by Rengarajan and
Glimcher (2000)
.
Regulation of the IL-4 and IFN-
loci
Several
observations suggested that the IL-4 gene was regulated at the level of
chromatin structure. First, in vitro analyses had indicated that only
157 bp of the proximal IL-4 promoter was required for tissue-specific
expression in Th2 cells. Nevertheless, in vivo, the proximal 800 bp of
the promoter was required to confer significant Th2-selective
expression of an IL-4 promoter-reporter transgene (Wenner et al.
1997
). However, neither 800 bp nor up to 3 kb of sequence were
sufficient to achieve expression equivalent to the endogenous IL-4
gene, suggesting the presence of additional elements for optimal
expression (Todd et al. 1993
). Second, differentiated, effector Th2
cells produce IL-4 more rapidly and at higher levels than naive Thp
cells, implying that the IL-4 regulatory regions are more accessible or
"poised" in effector, but not in naive, T cells (Reiner and Seder 1999
).
Evidence for chromatin remodeling
In both mouse and human
chromosomes, the Th2 cytokine genes IL-4, IL-5, and IL-13 are clustered
together within 150 kb, consistent with the notion that these genes
compose a single chromosomal locus that may be controlled by long-range
modulation of chromatin structure. Rao and colleagues (Agarwal and Rao
1998b
) provided evidence in favor of this model by using both
methylation and DNase I hypersensitivity assays to identify regions in
the IL-4/IL-13 locus that responded to stimulation
through the TCR. Differentiated Th2 cells and established Th2 clones
had an accessible chromatin structure as evidenced by the presence of
five clusters of HS sites over the IL-4 locus. Naive T helper cells, in
contrast, like Th1 cells, possessed only one of the five HS sites.
Within 48 hr of antigen activation, naive Thp rapidly acquired the
chromatin phenotype of differentiated Th2 cells, implicating these
regions in important regulatory functions (Agarwal and Rao 1998b
). The acquisition of these sites was dependent on both IL-4 and Stat6 (Agarwal and Rao 1998b
). The Th2-specific transcription factor GATA-3
induced the same changes when transduced into differentiated Th1 cells
or Stat6-deficient cells, indicating that GATA-3 acts to remodel this
locus downstream of Stat6 (Ouyang et al. 2000
). Furthermore, naive Thp
cells possessed a hypermethylated IL-4 locus, whereas differentiated
Th2 cells display decreased CpG methylation at the IL-4 locus. This
latter result is consistent with the observation that treatment of
naive Thp cells with trichostatin A and 5-azacytidine (histone
deacetylase and methylase inhibitors, respectively) accelerates the
kinetics of IL-4 production (Bird et al. 1998
). Factors like GATA-3 and
Stat6 may directly remodel chromatin structure to allow TCR-induced
factors like c-Maf and NFAT to access their specific binding sites in
the IL-4 locus and promote rapid transcription of IL-4 (Agarwal and Rao
1998b
); NFAT proteins may also directly alter chromatin configuration. Mice that lack both NFATc2 and NFATc3 vastly overproduce Th2 cytokines and display a highly allergic phenotype (Ranger et al. 1998b
) suggesting that NFAT proteins may help regulate the balance between the
active/inactive state of the IL-4/IL-5/IL-13 locus during the initiation
of Th2 differentiation.
gene, less is known about this locus than the IL-4 locus. Tissue
(Th1)-specific DNase I HS regions have been identified in both the
first and third introns of the IFN
gene (Young et al. 1994
locus in naive Th1 cells compared with Th2 cells
(Agarwal and Rao 1998b
locus
have also been analyzed during T-cell differentiation. IFN
-producer cells like Th1 and CD8+ T cells display
hypomethylation that appears to be a stable, long term, inheritable
trait (Young et al. 1994
gene. It will be of particular interest to determine whether T-bet is
involved in the remodeling of the IFN
locus during Th1 differentiation.
Summary
The genetic programs that specify lineage commitment in the T helper
cell are beginning to be elucidated (Fig. 6). An
attractive model to posit considers T-bet and GATA-3 as the master
regulators of Th1 and Th2 differentiation, respectively, with c-Maf as
the downstream factor that directly and selectively controls IL-4 gene
transcription. The expression of T-bet and GATA-3 during Th
differentiation are mirror images. T-bet and GATA-3 are strikingly similar in their ability to induce one lineage while simultaneously repressing the opposing lineage. T-bet may lie downstream of
IL-12/Stat4 and IFN
(Stat1), the major inducers of
Th1 differentiation, whereas GATA-3 is activated by
IL-4/Stat6, the critical Th2-inducing cytokine. It is
tempting to postulate that T-bet and GATA-3 regulate each other with
T-bet suppressing GATA-3 expression during Th1 differentiation and
GATA-3 inhibiting T-bet expression during Th2 development. Cytokine
gene expression may more broadly reflect a balance between repressors
and activators. Transcription