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Vol. 14, No. 20, pp. 2623-2634, October 15, 2000
Department of Genetics, Harvard Medical School, Boston, Massachusetts 02115, USA
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ABSTRACT |
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The Spt4, Spt5, and Spt6 proteins are conserved throughout eukaryotes and are believed to play critical and related roles in transcription. They have a positive role in transcription elongation in Saccharomyces cerevisiae and in the activation of transcription by the HIV Tat protein in human cells. In contrast, a complex of Spt4 and Spt5 is required in vitro for the inhibition of RNA polymerase II (Pol II) elongation by the drug DRB, suggesting also a negative role in vivo. To learn more about the function of the Spt4/Spt5 complex and Spt6 in vivo, we have identified Drosophila homologs of Spt5 and Spt6 and characterized their localization on Drosophila polytene chromosomes. We find that Spt5 and Spt6 localize extensively with the phosphorylated, actively elongating form of Pol II, to transcriptionally active sites during salivary gland development and upon heat shock. Furthermore, Spt5 and Spt6 do not colocalize widely with the unphosphorylated, nonelongating form of Pol II. These results strongly suggest that Spt5 and Spt6 play closely related roles associated with active transcription in vivo.
[Key Words: Spt; P-TEFb; CTD; elongation; RNA polymerase; polytene]
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Introduction |
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Several classes of transcription elongation factors have been
identified in both prokaryotes and eukaryotes (for
review, see Reines et al. 1996
; Greenblatt et al. 1998
; Roberts et al.
1998
; Shilatifard 1998a
,b
; Parada and Roeder 1999
; Reines et al. 1999
). The Spt4, Spt5, and Spt6 proteins are conserved factors, originally grouped together because of shared mutant phenotypes (for review, see
Hartzog and Winston 1997
; Winston and Sudarsanam 1998
). Recently, a
role in transcription elongation has been demonstrated for these proteins by both yeast and mammalian studies (Hartzog et al. 1998
; Wada
et al. 1998a
,b
; Yamaguchi et al. 1998
,1999a
; Kim et al. 1999
; Parada
and Roeder 1999
; Price 2000
). These data suggest that Spt4 and Spt5,
functioning as a complex (Spt4/Spt5) work in conjunction with both the
positive transcription elongation factor b (P-TEFb) and RNA polymerase
II (Pol II) to control transcription elongation. The requirements for,
and the functions of Spt4/Spt5 appear to be modulated by
phosphorylation of the carboxy-terminal domain (CTD) of the largest
subunit of Pol II (Wada et al. 1998b
; Yamaguchi et al. 1999b
; Price 2000
). A
possible role for Spt6 in these interactions has not yet been studied.
P-TEFb is a kinase complex that is critical for elongation in many
systems (for review, see Price 2000
). P-TEFb was identified from
Drosophila melanogaster as a factor required for the
production of long transcripts by Pol II in vitro (Marshall and Price
1995
) and is required for the bypass of an early block to elongation (Kephart et al. 1992
; Marshall and Price 1992
). P-TEFb consists of two
subunits, Cdk9, a cyclin-dependent protein kinase, and cyclin T (for
review, see Price 2000
). Studies of the general transcription
elongation inhibitor, 5,6-dichloro-1-beta-D-ribofuranosylbenzimidazole (DRB) have shown that it inhibits the P-TEFb protein kinase activity, thereby blocking a step in transcription elongation where P-TEFb is
required (Wada et al. 1998b
; for review, see Yamaguchi et al. 1998
). A
substrate for P-TEFb activity is the Pol II CTD (Herrmann and Rice
1995
), which participates in an elongation-dependent phosphorylation cycle.
The CTD is a key regulatory domain for the control of transcription and
of cotranscriptional mRNA processing. It contains multiple repeats (26 in yeast, 42 in Drosophila, and 52 in mammals) of a
heptapeptide sequence (consensus YSPTSPS) and undergoes a cycle of
phosphorylation and dephosphorylation that correlates with the activity
of Pol II during the process of transcription (for review, see Dahmus
1996
). In this cycle, Pol II with a hypophosphorylated CTD (Pol IIa)
initiates transcription. The CTD then becomes heavily phosphorylated
(Pol IIo) as Pol II enters elongation. The Pol IIo form, although
competent for elongation, does not initiate transcription efficiently.
Therefore, following elongation, the CTD is dephosphorylated,
completing the transcription cycle (Dahmus 1996
; Archambault et al.
1998
; Cho et al. 1999
). Throughout, the state of CTD phosphorylation
modulates the recruitment or activity of initiation and elongation
factors (Myers et al. 1998
; Wada et al. 1998a
,b
; Cho et al. 1999
; Otero
et al. 1999
; Yamaguchi et al. 1999a
) as well as mRNA processing factors
(for review, see Bentley 1999
). Phosphorylation of the CTD occurs
primarily at serines at positions 2 and 5 within the heptad repeat and
evidence exists that phosphorylation at each site may play distinct
roles (West and Corden 1995
; Yuryev and Corden 1996
; Patturajan et al. 1998
).
Phosphorylation of the Pol II CTD by P-TEFb also relieves the
inhibition of Pol II elongation by Spt4/Spt5 in vitro. Spt4/Spt5 from
HeLa cells (also called DRB sensitivity inducing factor [DSIF]) and
another HeLa negative factor called NELF were identified in cell
extracts as being required to confer sensitivity to DRB in vitro (Wada
et al. 1998a
; Yamaguchi et al. 1999a
). The requirement of these factors
for DRB sensitivity in vitro suggested that they may be the targets,
direct or indirect, of P-TEFb (Wada et al. 1998b
; Ivanov et al. 2000
).
Indeed, P-TEFb antagonizes Spt4/Spt5 and NELF inhibition of Pol II
(Wada et al. 1998b
) in vitro. P-TEFb may overcome the inhibition
conferred by Spt4/Spt5 indirectly by phosphorylation of the Pol II CTD,
which renders Pol II insensitive to the negative activity of Spt4/Spt5 (Wada
et al. 1998b
), or directly by phosphorylation of Spt5 (Ivanov et al. 2000
).
Although able to block Pol II elongation in response to DRB, there is
biochemical and genetic evidence that Spt4/Spt5 is also a positively
acting transcription factor. In Saccharomyces cerevisiae, spt5
mutations cause decreased levels of particular mRNAs
(Compagnone-Post and Osley 1996
; Hartzog et al. 1998
). Under certain in
vitro conditions, human Spt4/Spt5 can stimulate the elongation rate of
Pol II (Wada et al. 1998a
). In addition, Spt4/Spt5, as well as human
Spt6 have been implicated in aiding Tat activation of HIV transcription (Wu-Baer et al. 1998
; Kim et al. 1999
; Parada and Roeder 1999
; Ivanov
et al. 2000
). Finally, much work has shown that P-TEFb is also crucial
for Tat activation (for review, see Jones 1997
; Garber and Jones 1999
).
Therefore the in vivo relationship between P-TEFb, Spt4/Spt5, and Spt6
in the regulation of transcription is complex, as Spt4/Spt5 appears
both to cooperate with and be antagonized by P-TEFb activity, whereas
the role of Spt6 is less well elucidated in these contexts.
Several fundamental aspects of Spt4/Spt5 and Spt6 function are not
known. For example, although Spt5 and Spt6 are essential for growth in
S. cerevisiae, little is known about the extent of their roles
in transcription in vivo. In addition, genetic analyses suggest that
Spt5 and Spt6 are closely related functionally, but the two proteins
are not stably physically associated (Hartzog et al. 1998
); therefore,
it is unknown if they actually work together. Finally it is not known
whether Spt5 and Spt6 are physically associated with transcription
complexes in the context of chromatin. To investigate these issues
regarding the Spt4/Spt5 complex and Spt6, we have identified the Spt5
and Spt6 proteins of D. melanogaster and have examined the
relationship between Spt5, Spt6, and Pol II transcription on
Drosophila polytene chromosomes. Our results show that Spt5 and Spt6 colocalize on polytene chromosomes at a large number of sites.
Furthermore, their localization is highly coincident with the
localization of elongating, phosphorylated Pol II, suggesting that Spt5
and Spt6 are present at most or all regions of active transcription.
Consistent with these findings, Spt5, Spt6, and the P-TEFb subunit
cyclin T are recruited to heat shock genes induced by heat shock. We
also show that a subset of polytene loci, some of which include the
highly transcribed Salivary gland secreted (Sgs)
genes, are enriched for unphosphorylated Pol II, cyclin T, Spt5, and
Spt6. Finally, we demonstrate that one of these genes, Sgs-4,
is a direct target of Spt5, Spt6, and cyclin T association. The
relationship between Spt5 and Spt6 with elongating, phosphorylated Pol
II and the elongation factor P-TEFb on polytene chromosomes strongly
suggests a general role in active transcription for these proteins,
most likely at the level of elongation. Results in the accompanying
manuscript (Andrulis et al. 2000
) also provide strong evidence for an
important and general role for Spt5 and Spt6 in transcription elongation.
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Results |
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Identification and sequence analysis of Drosophila homologs of Spt5 and Spt6
To characterize Drosophila Spt5 and Spt6, we obtained
Drosophila cDNAs encoding proteins highly homologous to the
human and murine Spt5 and Spt6 proteins. For Spt5 we obtained a
full-length cDNA and for Spt6 we deduced the full-length cDNA sequence
from overlapping partial cDNAs. Drosophila Spt4 (polytene map
position 49B) and Spt6 (polytene map position 5E) have also been
identified by Chiang et al. (1999)
and Spt5 has been identified by the
Berkeley Drosophila Genome Project as CG7626 (polytene map
position 56D5-6). The predicted Drosophila proteins are
conserved throughout with their corresponding homologs (Fig.
1). Among previously noted motifs, the
homology between Spt5 proteins from other organisms and the bacterial
elongation factor NusG (Hartzog et al. 1998
; Wada et al. 1998a
; Wu-Baer
et al. 1998
) is conserved in Drosophila Spt5. For Spt6, all
other identified homologs are predicted to have a nonsequence specific
DNA binding domain (HhH domain) (Doherty et al. 1996
) and all but
S. cerevisiae Spt6 have been noted to have an RNA binding
domain (S1 domain) (Bycroft et al. 1997
); these motifs are conserved in
Drosophila Spt6.
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In addition to the conserved regions, Drosophila Spt5 and Spt6
have regions not found in their homologs. Drosophila Spt5 is the only known Spt5 homolog that contains a stretch of serine-arginine (RS) repeats at its amino terminus. RS domains are found in several essential accessory mRNA splicing factors and are believed to mediate
protein-protein interactions, including phosphorylation-dependent interactions with the Pol II CTD (Yuryev et al. 1996
; Kim et al. 1997
).
This domain may implicate a role for Drosophila Spt5 in splicing. This link of Spt5 to mRNA processing is not the first, as
human Spt5 has been shown to modulate the activity of and interact with
mRNA capping machinery (Wen and Shatkin 1999
). Drosophila Spt6
has a divergent, extended carboxyl terminus that is serine-, threonine-, proline-, and glycine-rich; however, this divergence is
also found in Spt6 homologs from Arabidopsis, mouse, and
human. S. cerevisiae Spt6 lacks this carboxy-terminal domain
(Swanson et al. 1990
).
Expression and localization of Spt5 and Spt6 in Drosophila embryos
To characterize expression of Spt5 and Spt6 in embryos, we analyzed
their mRNAs and protein products. First, to identify the Spt5 and Spt6
transcripts, we performed Northern analysis of Drosophila embryonic RNA (Fig. 2A). Single RNAs were
detected for each gene. Their sizes, ~3.6 kb for Spt5 and 6.0 kb for
Spt6, roughly match those predicted from the cDNA sequences (3436 bp
and 6087 bp, respectively), suggesting that the cDNAs are full length.
We raised antisera against two nonoverlapping regions in each protein
(see Materials and Methods) and used these reagents in Western analysis of Drosophila embryonic extracts. Each of the two antisera
raised against Spt5 detect a high molecular weight protein of similar mobility (~175 kD)(Fig. 2B, cf. lanes 1 and 2) and
the two antisera raised against Spt6 detect a high molecular weight
band of >200 kD (Fig. 2B, cf. lanes 3 and 4).
These results strongly suggest that the two antisera for each protein
detect the same protein. The apparent molecular weights for both Spt5
and Spt6 are greater than those predicted from the cDNA sequence.
However, as both proteins are highly acidic and therefore expected to
migrate abnormally during gel electrophoresis (Takano et al. 1988
),
this discrepancy is not surprising. Similar differences between the
actual and apparent molecular weights have been observed with yeast and
human Spt5 proteins (Swanson et al. 1991
; Hartzog et al. 1998
; Wada et
al. 1998a
; Wu-Baer et al. 1998
). The lower molecular weight bands are
likely to be degradation products of the large proteins, although the
mobility of some bands may be due to covalent modification. To
determine the localization of Spt5 and Spt6 in embryos, the proteins
were detected by indirect immunofluorescence (Fig. 2C). These results
demonstrate that both Spt5 and Spt6 are nuclear proteins with
ubiquitous distribution in early embryos. Later stage embryos show the
same ubiquitous distribution (data not shown).
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Spt5 and Spt6 colocalize with Pol IIo on Drosophila polytene chromosomes
S. cerevisiae Spt5 and Spt6 are essential factors that have
been implicated in the control of transcription. Specifically, Spt6
interacts with histones and Spt5 interacts with Pol II (Bortvin and
Winston 1996
; Hartzog et al. 1998
; Wada et al. 1998b
) suggesting that
there may be a broad requirement for Spt5 and Spt6 in transcription and
that they are associated with chromatin, either as general chromatin
components or as more direct participants in the transcriptional process. To address these issues and to characterize their possible chromatin association, we examined the localization of both
Drosophila Spt5 and Spt6 on salivary gland polytene
chromosomes. In control experiments, antisera directed against the two
nonoverlapping regions of Spt5 gave the same staining pattern (data not
shown); therefore, only antiserum HMGP11 (directed against an
amino-terminal region of Spt5 lacking the RS domain, to reduce
cross-reactivity to other proteins) was used in subsequent experiments.
Similarly, the two antisera raised against nonoverlapping regions of
Spt6 gave the same staining patterns and antiserum HMGP15 (directed against an amino-terminal region of Spt6) was used in subsequent experiments. Control experiments show that the signals are dependent on
and specific to the primary antibody used, and that there is insignificant or no cross-reactivity of secondary antibodies (data not
shown). Our results (Fig. 3) show that Spt5
and Spt6 bind to a large number of sites throughout euchromatin (Fig.
3,A,D). This binding occurs primarily in interband regions of less
condensed DNA (data not shown). Furthermore, the two proteins
colocalize during larval development as described below.
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The broad distribution of Spt5 and Spt6 on polytene chromosomes in
interband regions suggested that these two proteins are likely
associated with some form(s) of Pol II, which also localize to these
areas (Weeks et al. 1993
). To address this possibility, we first
examined the staining relationship between Spt5, Spt6, and Pol IIo.
Serines at positions two and five of the CTD repeat are most commonly
phosphorylated, and antisera specific for phosphorylation at either
position have been raised (Warren et al. 1992
; Bregman et al. 1994
). It
should be noted that due to heterogeneity of CTD phosphorylation and
the repeat sequence, a single Pol II CTD may be recognized by several
antibodies specific for different phosphorylation states.
We have performed staining experiments with antibody H5, which
recognizes Pol IIo phosphorylated on serine-2 (Pol IIoser2),
and H14, which recognizes Pol IIo phosphorylated on serine-5 (Pol
IIoser5) (Kim et al. 1997
). In our polytene staining
experiments, H14 did not produce robust signals, therefore H5 was used
primarily. Spt5, Spt6, and Pol IIoser2 are each present at
numerous bands (Fig. 3). When staining for Pol IIoser2 is
merged with either staining for Spt5 (Fig. 3C) or staining for Spt6
(Fig. 3F), a high degree of colocalization is observed for Spt5, Spt6,
and Pol IIoser2. The appearance of yellow in merged images
indicates that the red and green signals are roughly equivalent,
suggesting a stoichiometric relationship for these factors at their
common sites.
We also examined the chromosomal localization of Spt5, Spt6, and Pol
IIoser2 with regard to the polytene puffs of the third larval
instar stage of development. These polytene puffs are cytologically
visible structures that appear and recede in a temporal pattern that
reflects increased and decreased transcription, respectively, of loci
within the puffs (for review, see Thummel 1990
). Previous studies
demonstrated that Pol IIo localizes to puffs (Weeks et al. 1993
). Puffs
at polytene positions 74EF and 75B illustrate this point (Fig. 3). Genes within these puffs are induced to a high level of transcription by a stage-specific increase in the hormone ecdysone (Thummel 1990
;
Huet et al. 1993
). Spt5 and Spt6, as well as Pol IIoser2,
localize to these puffs, which are members of a class known as early
puffs (for review, see Ashburner et al. 1974
). When chromosomes from
different developmental stages were examined, Spt5, Spt6, and Pol
IIoser2 colocalize at most of the developmentally regulated
puffs examined (data not shown).
Spt5 and Spt6 do not extensively colocalize with Pol IIa
We also determined the extent of colocalization of Spt5 and Spt6
with Pol IIa. Pol IIa is the form of Pol II with a hypophosphorylated CTD, and recent studies have demonstrated that mammalian Spt5 interacts
with Pol IIa (Yamaguchi et al. 1999b
). Previous studies have shown also
that Pol IIa, as determined by an antibody that primarily recognizes
unphosphorylated polymerase, is found on polytene chromosomes in a
widespread pattern that partially overlaps with that of Pol IIo (Weeks
et al. 1993
). We assessed the relationship of staining for Spt5 (Fig.
4A, data not shown) and Spt6 (Fig. 4B-D)
with Pol IIa in different developmental stages. Our results show that
Spt5 and Spt6 staining partially overlaps with, but does not strongly
correlate with, Pol IIa staining. In all cases examined (Puff stages
[PS] 1-2, 3-4, and 7-8 [Ashburner 1967
]), there is only partial
overlap between the staining patterns of Spt6 and Pol IIa or the
staining patterns of Spt5 and Pol IIa. Moreover, the two patterns of
overlap are similar. Note that in PS7-8, highly transcribed puffs that
stain strongly for Spt5, Spt6 and Pol IIoser2 do not stain
for Pol IIa (cf. bands 74EF and 75B in Fig. 3C,F with Fig. 4D).
Furthermore, at most sites where Spt5 and Spt6 do overlap with Pol IIa,
the relative levels of Spt5 or Spt6 staining do not correlate well with
the level of Pol IIa staining (bands do not appear yellow, data not shown).
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There are, however, a group of bands where a high level of staining for
Spt5, Spt6, and Pol IIa does occur. These bands coincide with a subset
of intermolt puffs (Ashburner 1972
). Intermolt puffs appear in the
mid-third instar larval stage and are repressed by high ecdysone levels
later in development, prior to the induction of early puffs such as
those noted in Figure 3 and Figure 4D. A number of intermolt puffs
stain strongly for Spt5, Spt6, and Pol IIa (bands 3C [Fig. 4A], 68C
[Fig. 4A,B] and 71E [Fig. 4A-C]; 90B [Fig. 4C]; 25A [data not
shown]). This subset of intermolt puffs contains Sgs genes
(noted in purple in Fig. 4A-D). Sgs genes are highly
transcribed in mid- to late-third instar larvae and encode the glue
proteins that adhere pupae to solid substrates (for review, see Lehmann
1996
). As shown in Figure 4B-D, Spt6 and Pol IIa localization at
Sgs genes decreases (cf. 68C in Fig. 4A,B to 68C in Fig. 4C,D)
while Spt6 localization increases at early puffs as development
proceeds (e.g., 74EF and 75B in Fig. 4C,D; also noted in Fig. 3C,F).
Intermolt puffs at positions 42A and 58DE that do not contain
Sgs genes are shown in Figure 4A, and have staining
characteristics of early puffs. Further examination of Sgs
loci is presented below.
Heat shock induces localization of Spt5, Spt6, and cyclin T to activated heat shock genes
Our data suggest a causal relationship between active transcription
and the location of Spt5 and Spt6 on polytene chromosomes. We tested
this relationship by asking whether heat-shock mediated alteration of
the transcription patterns in polytene chromosomes alters Spt5 and Spt6
localization. Exposure of larvae to high temperatures induces the
transcription of heat shock genes while reducing the transcription of
many other loci (Lis et al. 1981
). As seen previously, we observe that
prior to heat shock, Pol IIa but not Pol IIo staining can be detected
at uninduced heat shock loci such as those shown at 87A and 87C (Weeks
et al. 1993
; shown by alternate methods in O'Brien et al. 1994
) (Fig.
5A,C,D,F). Whereas a small amount of Spt5
appears to be present at 87A and 87C at normal temperatures, coincident
with Pol IIa (Fig. 5B,C), we are unable to detect Spt6 or Pol
IIoser2 at these positions (Fig. 5D-F). In contrast, a
five-minute heat shock induces Spt5, Spt6, Pol IIo, and the P-TEFb
subunit, cyclin T, to localize to the heat shock puffs (Fig. 5G-I).
Intense signals for Spt5 (Fig. 5G,H, data not shown), Spt6, and Pol
IIoser2 can be seen at heat shock loci located at 63BC, 64F,
87A, 87C, 93D, and 95D (Fig. 5I). The strong recruitment of cyclin T to these loci on heat shock has also been described elsewhere (Lis et al.
2000
). These results demonstrate that heat shock causes the recruitment
of Spt5 and Spt6, along with Pol IIo and the positive elongation factor
cyclin T to heat shock loci.
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Bands that contain Sgs genes have a distinct pattern of Pol IIo, Pol IIa, Spt5, Spt6, and cyclin T staining
Because bands containing Sgs genes stain prominently for
Spt5, Spt6, and Pol IIa, we considered that these locations could be
sites of negative activity of Spt5 and Spt6 due to their apparent localization with unphosphorylated polymerase. However, Sgs
genes are highly expressed at the times observed (for review, see
Lehmann 1996
). Therefore, we determined the Pol IIoser2 and
Pol IIoser5 distribution on polytenes and compared it with
that of Spt5 and Spt6 at these stages. Our results show that most of
these loci appear to contain less Pol IIoser2 relative to
the majority of other loci where Spt5/Spt6/Pol IIoser2
colocalize (Fig. 6A-D). In contrast to the
apparent low level of Pol IIoser2 at most of these
Sgs containing bands, Pol IIoser5 is enriched (Fig.
6E-G). The difference in the intensity of staining between Pol
IIoser2 and Pol IIoser5 relative to Spt6 at bands
23DEF and 25AB (cf. Fig. 6D to 6G) indicates that phosphorylation at
serine-2 and serine-5 does not correlate at all sites but that a form
of Pol IIo is, indeed, present at these loci.
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The staining pattern at the Sgs loci is similar to what has
been observed at heat shock loci after heat shock, including the presence of Spt5, Spt6, Pol IIa, and Pol IIo. Because the positive elongation factor P-TEFb is also present at heat shock loci upon heat
shock, we tested if it is present at Sgs loci during their time of expression. To do this, we assayed binding by the P-TEFb subunit, cyclin T. At the developmental stage shown in Fig.
7 (PS1-2), the sites for the strongest
P-TEFb binding correlate with the strongest Spt5 and Spt6 binding (Fig.
7, data not shown). A subset of these bands represents the Sgs
loci seen in Figure 4 and Figure 6 that are enriched for Spt proteins,
Pol IIa, and Pol IIoser5 but are deficient in Pol
IIoser2. The cyclin T staining pattern we observe is similar
to that described recently (Lis et al. 2000
). Therefore, similar to
heat shock puffs, Sgs loci stain heavily for Pol IIa, Pol IIo,
Spt5, Spt6, and cyclin T.
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Sgs-4 is a direct target of Spt5, Spt6, and cyclin T association
The strong localization of Spt5 and Spt6 to polytene bands that
contain Sgs genes suggests that Sgs genes might be
direct targets of Spt5 and Spt6. To test this possibility for
Sgs-4, we studied the localization of Spt5 and Spt6 to two
transgenes containing Sgs-4 derivatives (Fig.
8A). The first transgenic line contains
wild-type Sgs-4 (P[WT]), (Korge et al. 1990
) and the second
contains the Sgs-4 enhancer directing transcription of ADH (SAX, A. Hofmann, unpubl.). We found that both types of
transgenes recruit high levels of Spt5, Spt6, cyclin T, and Pol IIa
(Fig. 8b). In wild-type strains, no staining for these proteins was observed at the sites that contain transgenes in the transformed lines.
These results demonstrate that the Sgs-4 enhancer, or the transcription dependent upon it, is sufficient for high level of
recruitment of Spt5, Spt6, and cyclin T.
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Discussion |
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Our results suggest that the conserved transcriptional regulators
Spt5 and Spt6 play general and related roles in active transcription in
D. melanogaster. Spt5 and Spt6 colocalize to polytene
chromosomes and their localization strongly correlates with the
phosphorylated, actively elongating form of Pol II, Pol IIo.
Furthermore, heat shock causes recruitment of Spt5 and Spt6 to heat
shock loci with Pol IIo and P-TEFb. These results indicate that a major
role for Spt5 and Spt6 in transcription occurs either concurrently with or after phosphorylation of the Pol II CTD and that this role is
required during elongation. Results in the accompanying manuscript are
consistent with our findings (Andrulis et al. 2000
).
Positive and negative roles in transcription for Spt4, Spt5, and Spt6
Several previous studies have suggested a positive role in
transcription for Spt4/Spt5 and Spt6. First, genetic studies in S. cerevisiae have demonstrated that all three proteins are required for growth in the absence of the positive elongation factor TFIIS, suggesting that they are required to overcome pausing during elongation (Hartzog et al. 1998
). In addition, spt5 mutations in S. cerevisiae cause decreased levels of particular mRNAs
(Compagnone-Post and Osley 1996
; Hartzog et al. 1998
). Second, the
human Spt4/Spt5 complex acts as a positive elongation factor in vitro
under conditions of limiting nucleotide concentration, a condition that
causes a decrease in the rate of polymerase elongation and an increase in pausing (Wada et al. 1998a
). Consistent with this activity, Spt5
shares sequence homology with the E. coli elongation factor NusG (Hartzog et al. 1998
; Wada et al. 1998a
; Wu-Baer et al. 1998
) and
this region of Spt5 is required for its activity in vitro (Yamaguchi et
al. 1999b
; Ivanov et al. 2000
). NusG has been shown to modulate the
elongation rate of E. coli RNA polymerase (Li et al. 1992
;
Linn and Greenblatt 1992
; Burns et al. 1998
). Spt4/Spt5 and Spt6
stimulate activation by HIV Tat, again implying a positive role in
elongation (Wu-Baer et al. 1998
; Kim et al. 1999
; Parada and Roeder
1999
; Ivanov et al. 2000
). Finally, our data extend the possibility of
a similar role in most transcription.
Other studies suggest that Spt4, Spt5, and Spt6 also play negative
roles in transcription. In vitro studies of the human Spt4/Spt5 complex
have shown that it can inhibit elongation in conjunction with another
negative factor called NELF (Yamaguchi et al. 1999a
) and that this
inhibition can be overcome by P-TEFb (Wada et al. 1998b
). In addition,
in vitro studies have shown an interaction between Spt4/Spt5 and the
unphosphorylated form of Pol II, Pol IIa (Wada et al. 1998b
; Yamaguchi
et al. 1999b
). These in vitro studies examine the role of Spt4/Spt5 in
the absence of P-TEFb or CTD phosphorylation; however, our results
suggest that, in general, P-TEFb and/or CTD phosphorylation are present
at sites of Spt4/Spt5 function. Therefore, the negative activity of
Spt4/Spt5 may be under constant regulation by factors such as P-TEFb
and may have a modulatory role in transcription elongation that is more
subtle than that seen in vitro. In S. cerevisiae,
spt4, spt5, and spt6 mutations suppress
transcriptional defects associated with loss of the Swi/Snf complex and
certain promoter mutations, also suggesting a negative role (for
review, see Hartzog and Winston 1997
, Winston and Sudarsanam 1998
). We
also observe some limited colocalization of Spt5 and Spt6 with Pol IIa
on polytenes, indicating possible negative roles at specific loci in
D. melanogaster.
Several variables may determine whether Spt4, Spt5, and Spt6 act
positively or negatively. Similar to the requirement for the human
factor NELF for the negative activity of Spt4/Spt5 on elongation,
different factors may be required for Spt4, Spt5, and Spt6 to function
positively in elongation. Two candidate factors are P-TEFb and the
elongation complex FACT. P-TEFb may alter the role of Spt proteins
either by phosphorylation of Pol II or Spt5 (Ivanov et al. 2000
).
Mutations that affect Spt4/Spt5/Spt6 and FACT (composed of Spt16/Cdc68
and Pob3) in S. cerevisiae cause some similar mutant
phenotypes (Malone et al. 1991
) and display genetic interactions
(Orphanides et al. 1999
). Recent in vitro results suggest a biochemical
relationship between Spt4/Spt5 and FACT (Wada et al. 2000
), as well.
Many other classes of transcription factors have been shown to act both
positively and negatively in transcription, including the E. coli
elongation factors NusA and NusG. NusA can increase pausing of
polymerase at natural and cryptic pause sites (Linn and Greenblatt
1992
; Burns et al. 1998
) as well as increase or decrease termination
efficiency depending on the type of terminator (Burns et al. 1998
)
whereas NusG can stimulate elongation as well as termination at rho
dependent terminators (Sullivan and Gottesman 1992
). Of interest, Spt6
contains two domains found in NusA (Aravind et al. 1999
), indicating
that along with Spt5, which shows homology to NusG, these factors may
play roles in eukaryotic transcription analogous to prokaryotic NusA
and NusG. A role for Spt4/Spt5 and Spt6 in termination would represent
a negative activity associated with active transcription.
Analysis of Spt4, Spt5, and Spt6 at heat shock and Sgs loci
Study of Spt4, Spt5, and Spt6 function in greater detail at heat
shock loci should be informative regarding their mechanism of action.
The recruitment of Spt5 and Spt6 to these loci upon heat shock suggests
that these factors play an important role in transcriptional activation
of these genes. Given that heat shock loci are regulated at the level
of elongation (for review, see Lis 1998
) and that the appearance of
Spt5 and Spt6 correlates closely with the appearance of P-TEFb (our
results; Andrulis et al. 2000
; Lis et al. 2000
), Spt5 and Spt6 likely
play a positive role in transcription elongation at these loci.
However, because heat shock also causes an increased rate of Pol II
initiation we cannot yet discern whether Spt5 and Spt6 function during
initiation or elongation at these loci. In addition, the low amount of
Spt5 detectable at heat shock loci in the absence of heat shock is consistent with either a positive or negative role. A positive role
could involve potentiating transcription, while a negative role could
involve either the establishment or maintenance of the paused Pol II
found at the 5' end of heat shock genes. Therefore, Spt4, Spt5, and
Spt6 may be playing several important roles at heat shock loci.
Our cytological analysis suggests that Sgs genes are targets
for Spt5, Spt6, and P-TEFb activities. Furthermore, the presence of
both Pol IIo and Pol IIa at Sgs loci during the time of their expression suggests that these genes are regulated by transcriptional pausing, strikingly similar to heat shock genes. Alternatively, Sgs genes may contain only partially phosphorylated Pol II
molecules which are recognized by antibodies against both Pol IIo and
Pol IIa. In contrast to heat shock genes, we found that many of the Sgs genes appear to be deficient in Pol IIoser2,
although the significance of this difference is unclear. This difference may be caused by the combination of factors that control Sgs-4 transcription, including the Ecdysone Receptor (EcR),
Forkhead, and Daughterless/AP-4 (Lehmann 1996
; Hofmann and Lehmann
1998
). These factors also bind to many other loci on polytene
chromosomes; however, these other loci do not exhibit the staining
characteristics of Sgs genes with respect to either Spt
proteins or Pol II, suggesting a previously unrecognized difference
between the activities of these factors at different loci (Mach et al.
1996
; King-Jones et al. 1999
; Tsai et al. 1999
).
Possible roles for Spt4, Spt5, and Spt6 in RNA Pol II transcription elongation
In summary, several lines of evidence point to roles for Spt5 and
Spt6 in transcriptional elongation. Given the previously demonstrated
interactions of Spt5 with Pol II (Hartzog et al. 1998
; Wada et al.
1998b
) and of Spt6 with histones (Bortvin and Winston 1996
), a possible
positive role for these proteins is promoting Pol II elongation past
nucleosomes, which have been shown to inhibit transcription elongation
by Pol II in vitro (Chang and Luse 1997
; Luse and Samkurashvili 1998
).
Spt4, Spt5, and Spt6 may also have other activities related to mRNA
synthesis, as Spt5 promotes mRNA capping in human cells (Wen and
Shatkin 1999
) and Drosophila Spt5 contains a domain implicated
in the regulation of splicing. Thus, these Spt proteins may also play
critical roles in the coordination of mRNA elongation with processing.
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Materials and methods |
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Spt5 and Spt6 cDNAs
cDNAs corresponding to Drosophila Spt5 and
Spt6 were identified by TBLASTN homology searches (Altschul et
al. 1990
) of the Berkeley Drosophila Genome Project EST
database using murine Spt5 and Spt6. EST LD10265, obtained from Genome
Systems, encodes full-length Spt5. ESTs LD17780, and LD02327 (Genome
Systems) and ESTs LP02642 and LD45251 (Research Genetics) are
overlapping and together encode full-length Spt6. The Spt5
cDNA sequence has been entered into GenBank under accession no. AF222864.
Antibodies
To raise antisera against Drosophila Spt5 and Spt6, two
nonoverlapping regions of each cDNA were fused to glutathione
S-transferase. The two Spt5 fusions were created by insertion of a
BglII-BglII fragment of LD10265 encoding aa 59-739
of Spt5 into pGEX4T-1 (to generate antisera HMGP11) and by insertion of
a BglII-XhoI fragment of LD10265 encoding aa
741-1078 of Spt5 into pGEX5X-1 (to generate antisera HMGP14). The two
Spt6 fusions were created by insertion of a
BglII-EcoRI fragment of LD17780 encoding aa 53-635
of Spt6 into pGEX1 (to generate antisera HMGP15) and by insertion of an EcoRI-PvuII fragment of LD02327 encoding aa
1046-1723 of Spt6 into pGEX4T-3 (to generate antisera HMGP17). pGEX
plasmids are from Promega (pGEX4T-1, 4T-3, and 5X-1 were kind gifts of
G. Gill [Harvard Medical School]). These fusions were expressed in
E. coli and purified from inclusion bodies (Thompson et al.
1993
). The fusion proteins were isolated via SDS-PAGE and injected into Guinea pigs by Cocalico Biologicals (Reamstown, PA). Antisera HMGP11
and HMGP14 were affinity purified over Reactigel beads (Pierce) coupled
to the original antigen, following standard protocols (Luo and Wolfe
1995
) and the affinity-purified antibodies were used in all experiments
shown. Antiserum HMGP15 was also affinity purified; however, because
HMGP15 antiserum gave the same results before and after affinity
purification, the crude antibodies were used in most experiments.
Control experiments with preimmune sera gave no significant signal in
Western, embryo staining, or polytene staining assays. Anti-cyclin T
antibodies were a kind gift from D. Price (University of Iowa) and were
affinity purified using a cyclin T-GST fusion (also a gift of D. Price) (Lis et al. 2000
). Polyclonal antiserum recognizing the
unphosphorylated Pol II CTD (Pol IIa) was a kind gift from A. Greenleaf
(Duke University) (Weeks et al. 1993
). Monoclonal antibodies H5 and H14
(BAbCO) directed against phospho-serine-2 and phospho-serine-5,
respectively, of the Pol II LS CTD were kind gifts of S. Buratowski
(Harvard Medical School). All secondary antibodies were from Jackson
Immunoresearch, except HRP-conjugated goat anti-mouse IgG + IgM (BioRad).
Polytene chromosomes and indirect immunofluorescence
Salivary glands were dissected from D. melanogaster third
instar larvae and immunostained as described previously (Shopland and
Lis 1996
). Fixation times were as follows: Spt6, 45 sec; cyclin T, 1 min; Spt5, 80 sec. All other antigens were not sensitive to fixation
time. For double staining experiments, longer fixation times were used
as appropriate (e.g., any double-staining experiment that included
staining for Spt5 was fixed for 80 sec). Antisera dilutions used for
polytene staining were 1:250 (purified HMGP11), 1:250 (HMGP15),
1:500 (H5), 1:10 (H14), 1:500 (CTD), and 1:60 (purified
anti-cyclin T). For heat shock experiments, larvae were placed in
prewarmed 1.7 mL centrifuge tubes in a 37°C water bath for 5 min.
Embryo staining was according to Patel (1994)
and the antisera
dilutions were 1:500 for purified HMGP11 and 1:250 for HMGP15.
All polytene spreads were stained with DAPI (15-30 ng/mL for 60 sec)
subsequent to staining with secondary antibody, prior to final washes.
Degree of colocalization was assessed by the color of the signal in
merged images; the appearance of yellow indicates that the red and
green signals are roughly equivalent. For all experiments shown,
multiple nuclei were examined from at least three independent experiments.
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Acknowledgments |
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We thank David Price for providing the anti-cyclin T antisera, Steve Buratowski for the gift of H5 and H14 antisera, and Arno Greenleaf for anti-Pol IIa antisera. We thank Annemarie Hofmann for Sgs-4 transgenic fly stocks and assistance. We are grateful to Pam Silver and Paul Ferrigno for invaluable aid with microscopy and immunofluorescence, and to Anna Moran for technical assistance. We thank Erik Andrulis and John Lis for communication of results prior to publication and for assistance with polytene staining, and Terry Orr-Weaver for helpful suggestions. We also thank Grant Hartzog for helpful comments on the manuscript and Brad Cairns, Jerry Kaplan, and members of the Winston lab for stimulating discussions. J.M. was supported by the Harvard Society of Fellows. This work was supported by NIH grants GM32967 to F.W. and GMOD5582 to C.-t. Wu.
The publication costs of this article were defrayed in part by payment of page charges. This article must therefore be hereby marked "advertisement" in accordance with 18 USC section 1734 solely to indicate this fact.
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Footnotes |
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Received July 5, 2000; revised version accepted September 1, 2000.
1 Corresponding author.
E-MAIL winston{at}rascal.med.harvard.edu; FAX (617) 432-3993.
Article and publication are at www.genesdev.org/cgi/doi/10.1101/gad.831900.
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References |
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